Job Summary

• We are looking for a Legal and Compliance Specialist to ensure that the organization operates within the legal and regulatory frameworks of the financial industry.
• You will ensure legal matters, managing regulatory compliance, mitigating risks, and ensuring best practices in governance.

Job Description

• Review & draft of all policies on company website and mobile app
• Review & draft of all terms and conditions on website and mobile app (in line with relevant regulatory provider)
• Safeguard account applications – supporting the entire legal & compliance processes (UK bank, European Union, Canada/US banks etc)
• Wolfsburg policy
• AML procedure for all business operations – improving and documenting them accordingly
• Third party compliance and risk templates
• Client onboarding & full risk assessment recommendations
• Enhance DD policies
• Company secretary functions including managing UBO, ID of Directors, and review of all policies
• Review of all 3rd party vendor contracts and organizing legal file
• Own key legal templates (e.g. NDA, MOU, JV, etc)

Responsibilities

• Develop and implement policies to ensure compliance with financial regulations in jurisdictions such as Africa, North America, Europe, and other relevant jurisdictions.
• Monitor and interpret regulatory changes, advising leadership on necessary actions.
• Oversee licensing and regulatory reporting requirements.
• Manage contracts, agreements, and legal documentation to protect the company’s interests.
• Conduct risk assessments and ensure adherence to anti-money laundering (AML) and data protection laws.
• Draft, review, update, and maintain relevant policies expected of a financial institution.
• Serve as the primary liaison with regulatory bodies, legal counsel, and external stakeholders.
• Provide legal guidance on new product development, partnerships, and strategic initiatives.
• Support internal teams with compliance training and awareness programs.
• Handle disputes, litigation, and regulatory audits when required.

Requirements

• A Bachelor’s Degree in Law, Compliance, or a related field; professional certifications (e.g.,DCP ICA, ACAMS).
• 5+ years of experience in legal and compliance roles, preferably in fintech, banking, or financial services.
• Willingness to study and learn about relevant financial regulations in African, North American, and European markets.
• Strong knowledge of financial regulations in various markets.
• Experience in risk management, AML, data protection, and corporate governance.
• Excellent contract negotiation and drafting skills.
• Ability to work independently and communicate complex legal concepts clearly.
• Strong attention to detail and problem-solving skills.